Eitem Agenda

MIFID II

Cymeradwyo cais y Cyngor fel Awdurdod Gweinyddu CPLlL i uwchraddio i statws Buddsoddwr Proffesiynol.

Dogfennau ategol:

Pension Committee 25-09-2017 - Item 5 MIFID II Opt Up, eitem 34. PDF 112 KB
Item 5 Appendix 1 Retail Client Protections, eitem 34. PDF 76 KB
Item 5 Appendix 2 FCA Policy Statement, eitem 34. PDF 138 KB
Item 5 Appendix 3 UK LA Opt Up Process Flowchart, eitem 34. PDF 62 KB
Item 5 Appendix 4 LA_Request_letter_for_client_status_recategorisation_FINAL_37129756_2, eitem 34. PDF 80 KB
Item 5 Appendix 5 Stand_alone_questionnaire_for_completion_by_local_authorities_FINAL_37165946_3, eitem 34. PDF 103 KB