Agenda item
MIFID II
- Meeting of Pensions Committee, Monday, 25th September, 2017 5.15 pm (Item 34.)
- View the declarations of interest for item 34.
To approve the application of the Council as a LGPS Administering Authority to opt up to Professional Investor status.
Supporting documents:
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Pension Committee 25-09-2017 - Item 5 MIFID II Opt Up, item 34.
PDF 112 KB -
Item 5 Appendix 1 Retail Client Protections, item 34.
PDF 76 KB
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Item 5 Appendix 2 FCA Policy Statement, item 34.
PDF 138 KB
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Item 5 Appendix 3 UK LA Opt Up Process Flowchart, item 34.
PDF 62 KB
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Item 5 Appendix 4 LA_Request_letter_for_client_status_recategorisation_FINAL_37129756_2, item 34.
PDF 80 KB
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Item 5 Appendix 5 Stand_alone_questionnaire_for_completion_by_local_authorities_FINAL_37165946_3, item 34.
PDF 103 KB